The new SEC advertising rule 206(4)-1 addresses the use of “interactive analysis tools” commonly used by investment advisers. In a recent article appearing in Regulatory Compliance Watch, Pastore associate attorney Paul Fenaroli weighs in on how this rule may affect the way advisers use these tools with their clients.

Read the article here

_{Source: Regulatory Compliance Watch, October 3, 2022. (www.regcompliancewatch.com)}

Tags: Paul Fenaroli, Securities Regulatory